Castle Rock Investment Company
Firm details
- Headquarters
- ,
- CRD number
- 140299
- Registered since
- December 3, 2014
- Website
- castlerockinvesting.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans79.46%
- Charitable Organizations13.86%
- Individuals6.69%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Castle Rock Investment Company is a privately owned corporation that registered with the SEC in 2014. The firm reports an institutional client focus while offering a mix of advisory services that include financial planning, portfolio management for individuals and small businesses, and pension consulting services (the ADV lists pension consulting among its services, though the firm is not separately designated as a pension consultant). Its fee arrangements include asset‑based fees, hourly charges, and fixed fees. Castle Rock does not identify as an active ESG investor and is not flagged as a multistate or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities5%
- Investment Grade Corp Bonds5%
- Private Funds5%
Contacts
1 of 1
Michele Suriano
President and OwnerCRD 4067251
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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