Cartera Investments

RIAState Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$369K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
328615
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.93%
  • Individuals44.07%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Cartera Investments is a Pennsylvania-based limited liability company that provides financial planning and portfolio management for individuals and small businesses. The firm is owned by an individual principal and operates under a fee model that combines AUM-based fees with fixed fees. Cartera does not identify as an ESG-focused manager, does not market itself as a multi-state adviser, and does not list pension consulting or related-adviser activities. The firm’s stated investment orientation favors equities, and its advisory activities are concentrated on personalized financial planning and discretionary portfolio management rather than institutional or large-capital allocation services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 12%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 3%75%
  • Exchange Traded Equities75%
  • US Government Bonds12%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents3%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth