CARTER FINANCIAL GROUP, INC.
Firm details
- Headquarters
- Barrington, Illinois
- CRD number
- 301025
- Registered since
- June 19, 2020
- Website
- www.carterfinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- Individuals61.87%
- HNWI35.8%
- Corporations / Businesses2.33%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Carter Financial Group, Inc. is an independent registered investment adviser formed in 2020 and owned by an individual. The firm focuses on serving individual and family clients and positions itself as a capital allocator that will select third‑party managers when appropriate. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. In addition to advisory work, the firm conducts business as a registered representative of a broker‑dealer and as an insurance broker. Fee arrangements are a mix of percentage of AUM, fixed fees and commissions. Carter Financial Group does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities27%
- Cash & Cash Equivalents5%
- Other3%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1STEPHANIE HAGAN
Financial Plans CoordinatorCRD 2459538
Contacts
3 of 5KEVIN CARTER
PresidentCRD 1466159
JENNIFER KARCH
Financial PlannerCRD 5960087
TERI SHAW
Investment Adviser RepresentativeCRD 4213164
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 63Active vs passive
$94.7M in ETFs
65%
$61.3M
33%
$33.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $11.1M | 46,540 | 11.68% |
Location
Barrington, IL
LAKE
Location
Barrington, IL
Headquartered in Barrington, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 222 S Cook St
- Time zone
- CT (UTC-6)
- Office locations
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