Carter Capital Management

RIAState Registered
Total AUM
$73M
Discretionary
$61.8M
85% of AUM
Avg account
$613K
Accounts
119
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123069
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI98.21%
  • Individuals1.79%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Carter Capital Management is an independent, sole-proprietorship RIA that serves individual and family clients. The firm charges either a percentage of assets under management or fixed fees and provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. It operates as a single-owner advisory practice and does not identify as an ESG-focused manager, a capital allocator, or a multi-state adviser.

Assets & Accounts

Public Holdings

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 31%, Non-Exchange Traded Equities 30%, US Government Bonds 18%, State & Local Bonds 8%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 6%31%
  • Exchange Traded Equities31%
  • Non-Exchange Traded Equities30%
  • US Government Bonds18%
  • State & Local Bonds8%
  • Public Funds/Mutual Funds7%

Contacts

1 of 1
  • David Carter

    David Carter

    PresidentCRD 2595422

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth