CARSWELL INVESTMENTS, LLC

RIASEC RegisteredEst. 2011

Total AUM

$322M

Discretionary

$322M

100% of AUM

Avg account

$549K

Accounts

587

Employees

Advisory reps

Firm details

Headquarters: EAST SYRACUSE, New York
CRD number: 158205
Registered since: June 15, 2011
Website: carswellinvestments.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI68.86%
Individuals21.5%
Charitable Organizations8.48%
Corporations / Businesses1.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Carswell Investments, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2011. The firm operates as a capital allocator for both individual & family clients and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory menu centers on financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection and oversight of third-party asset managers. Carswell does not identify as an active ESG investor and does not act as a pension consultant. The firm was named a Top RIA Firm to Watch by investor.com in 2020.