Carroll Financial Group, Inc.

Overview

Carroll Financial Group, Inc. is an independent registered investment adviser that serves both individual and family clients as well as institutional accounts. The firm emphasizes financial planning and discretionary portfolio management for individuals, small businesses and institutions, operating on a fee model that blends a percentage-of-assets schedule with hourly charges for planning work. Investment activity shows a clear tilt toward public funds: the largest portion of assets is held in mutual fund vehicles. At the same time, the firm taps external managers for alternative exposure, allocating to private equity, hedge funds and managed futures through third‑party funds. Carroll Financial Group, Inc. does not advertise an active ESG investing program and does not identify as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices