Carret Asset Management, LLC

RIASEC Registered

Total AUM

$3.5B

Discretionary

$3.5B

100% of AUM

Avg account

$1.3M

Accounts

2,633

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 131445
Registered since: May 17, 2004
Website: www.carret.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, RELIANCE TRUST / FIS GLOBAL
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Other Investment Advisers47.44%
HNWI34.89%
Individuals6.61%
Corporations / Businesses6.49%
Investment Companies3.72%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Carret Asset Management, LLC is a limited liability company operating as an institutional registered investment adviser. The firm is SEC-registered (registration year 2004) and serves both individual/family clients and institutional investors. Its advisory services focus on portfolio management across individuals/small businesses, investment companies, and business or institutional accounts. Compensation is primarily a percentage of assets under management, and the firm also charges performance-based fees. Public recognition includes placement on CNBC’s “Top 100 Financial Advisory Firms” list for 2019, 2020, 2021 and 2022.