CARR FINANCIAL GROUP

RIASEC RegisteredEst. 2022
Total AUM
$744M
Discretionary
$744M
100% of AUM
Avg account
$477K
Accounts
1,560
Employees
9
Advisory reps
7

Firm details

Headquarters
WORCESTER, Massachusetts
CRD number
317321
Registered since
February 7, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.44%
  • Individuals17.7%
  • Charitable Organizations0.52%
  • Corporations / Businesses0.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Carr Financial Group is an independent registered investment adviser that began SEC registration in 2022 and is owned by an individual. The firm serves both individual/family and institutional clients and provides a mix of financial planning and portfolio management services for individuals, small businesses, and institutions. It also offers selection-of-other-advisers services and operates an insurance brokerage practice. Carr Financial Group charges fees based on a percentage of assets under management and by fixed fees, and it identifies itself as a capital allocator that places client capital with external managers. The firm is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 23%, Cash & Cash Equivalents 9%, US Government Bonds 5%, State & Local Bonds 1%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents9%
  • US Government Bonds5%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • BENJAMIN CAULEY

    COO & PartnerCRD 6590090

Contacts

3 of 6
  • MARK DISTEFANO

    Associate Financial PlannerCRD 7747034

  • LEAH MICHALOWSKI

    Financial AdvisorCRD 8029839

  • CHRISTOPHER CARELLI

    ​Partner, Financial PlannerCRD 4778492

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 95

Active vs passive

$322M in ETFs

Passive

78%

$249M

Active

11%

$72.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL BOND MARKET INDEX FUND (BND)VanguardPassiveIntermediate Core Bond$34.9M473,62610.84%

Location

Primary office

WORCESTER, MA

WORCESTER

Location

WORCESTER, MA

Headquartered in WORCESTER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
WORCESTER
Address
20 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth