Caris Investment Partners

RIAState Registered
Total AUM
$48.4M
Discretionary
$48.4M
100% of AUM
Avg account
$364K
Accounts
133
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
305511
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Caris Investment Partners is a privately owned corporation that provides discretionary portfolio management predominantly for individual and family clients, with capabilities to manage accounts for small businesses and institutional entities. The firm charges fees as a percentage of assets under management and reports a preference for equity-oriented investments. It does not identify as an active ESG investor and does not operate as a multi-state adviser. Regulatory registration year is not provided in the source data. Advisory activity centers on managed portfolios rather than acting as a capital allocator; the firm appears to run separately managed accounts and pooled vehicles tailored to individuals, families and business clients rather than operating as a fund-of-funds allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 4%, Derivatives 1%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents4%
  • Derivatives1%

Owners & executives

1 of 1
  • Darren Caris

    Darren Caris

    Chief Investment OfficerCRD 2400176

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth