CARAVAN MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Beverly Hills, California
CRD number
311590

Firm profile

FINTRX

Overview

Caravan Management, LLC is organized as a limited liability company and is identified as an owner-operated adviser (owner type: individual). The firm is classified as unclassified in the snapshot data and does not appear to operate as a capital allocator or a multi-state adviser. The record does not provide an SEC registration year. Caravan Management is not flagged as an active ESG investor, and it is not listed as a pension consultant or a related adviser to another firm. The available information indicates the firm’s primary activity is managing private investment vehicles rather than running a traditional client-facing advisory business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Malhar Oza

    Partner, Chief Operating OfficerCRD 8066748

Contacts

1 of 1
  • ADAM WINNICK

    FounderCRD 3002317

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Beverly Hills, CA

LOS ANGELES

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
9903 S Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth