Capulent LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Phoenix, Arizona
CRD number
155155
Registered since
January 19, 2012

Firm profile

FINTRX

Overview

Capulent LLC is a limited liability company that has been registered with the SEC since 2012. The firm is owned by an individual and is classified in the snapshot as "Unclassified." The record indicates Capulent is not designated as a capital allocator and is not identified as an active ESG investor. The snapshot flags several service/registration attributes as negative: the firm is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Core operational fields such as the firm’s stated client base, fee structure, business activities and advisory offerings are not supplied in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Michael Phippen

    Michael Phippen

    Chief Investment OfficerCRD 3020686

  • David Hsu

    David Hsu

    Chief Compliance OfficerCRD 4140214

  • Edward Fernandez

    Edward Fernandez

    President, CEOCRD 2956661

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Contacts

3 of 11
  • Elliott Elbaz

    Elliott Elbaz

    FounderCRD 2839674

  • Scott Peters

    Scott Peters

    Director of Fixed Income AlternativesCRD 1414526

  • Elizabeth Collins

    FinOpCRD 4714831

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
3200 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth