Capstone Investment Management LLC

RIAState Registered
Total AUM
$93.5M
Discretionary
$93.5M
100% of AUM
Avg account
$171K
Accounts
546
Employees
3
Advisory reps
2

Firm details

Headquarters
Palm Coast, Florida
CRD number
281042
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI68.79%
  • Individuals31.21%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Investment Management LLC is an independent, privately owned advisory firm organized as an LLC and registered at the state level in Florida. The firm serves individual and family clients and operates as a capital allocator, directing client capital into third-party managers where appropriate. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Compensation is handled through a mix of asset-based fees and fixed fees. The firm maintains an affiliation with an insurance company, which informs some of its product set and distribution options.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 44%, Cash & Cash Equivalents 5%, Other 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities44%
  • Cash & Cash Equivalents5%
  • Other1%

Owners & executives

1 of 1
  • Keith Wiltfong

    Keith Wiltfong

    Managing Director, Chief Compliance OfficerCRD 6191142

Contacts

1 of 1
  • Connie Wiltfong

    Connie Wiltfong

    Owner, AgentCRD 7481191

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Palm Coast, FL

Flagler

Location

Palm Coast, FL

Headquartered in Palm Coast, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Flagler
Address
18 Market Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth