Capstone Investment Advisors, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 155563
- Registered since
- January 23, 2012
- Website
- www.capstoneco.com
- Custodians
- MORGAN STANLEY & CO. LLC, THE BANK OF NEW YORK MELLON, GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles99.85%
- Banking / Thrift Institutions0.15%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Capstone Investment Advisors, LLC is an SEC‑registered investment manager (registered in 2012) that operates as a limited liability company and is classified in the data set as a hedge fund manager serving an institutional client base. The firm acts as a CPO/CTA and provides portfolio management both for pooled investment vehicles and for institutional/business clients. Its fee arrangements include asset‑based fees, fixed fees and performance‑based components. Capstone is flagged as an active ESG investor and also appears as sponsor/GP/managing member on pooled vehicles rather than functioning as a pure capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents80%
- Derivatives20%
Owners & executives
3 of 4
Robert Kolodziej
Chief Operating OfficerCRD 5010203
Paul Britton
Founder & Chief Exceutive OfficerCRD 4473988
Cristin Grimm
Chief Financial OfficerCRD 8061642
Contacts
3 of 4Thomas Leake
Head of SolutionsCRD 8244352
David Zimmerman
General Counsel & CCOCRD 4863919
Pavel Blinchik
Portfolio ManagerCRD 4692847
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$2.4B in ETFs
100%
$2.4B
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1B | 1,557,834 | 42.55% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 7 World Trade Ctr
- Time zone
- ET (UTC-5)
- Office locations
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