CAPSTONE GLOBAL ADVISORS, LLC

RIASEC Registered
Total AUM
$9.7M
Discretionary
$9.5M
98% of AUM
Avg account
$128K
Accounts
76
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
277104
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI40.24%
  • Pension & Profit Sharing Plans38.19%
  • Individuals21.57%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capstone Global Advisors, LLC is an independent registered advisory firm organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional clients and offers a mix of fee arrangements (percentage of assets under management, hourly fees and fixed fees). Core advisory services listed in filings include financial planning, portfolio management for individuals and small businesses, pension consulting services and educational seminars or workshops. Filings indicate the firm does not position itself as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Cash & Cash Equivalents 18%, US Government Bonds 12%, Exchange Traded Equities 11%, State & Local Bonds 3%56%
  • Public Funds/Mutual Funds56%
  • Cash & Cash Equivalents18%
  • US Government Bonds12%
  • Exchange Traded Equities11%
  • State & Local Bonds3%

Owners & executives

1 of 1
  • STEPHANIE BACAK

    CEOCRD 2506003

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth