Capricorn Investment Group LLC

RIASEC Registered

Total AUM

$18.9B

Discretionary

$13.8B

73% of AUM

Avg account

$554M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 147417
Registered since: September 18, 2008
Website: capricornllc.com
Custodians: GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles63.34%
HNWI27.99%
Charitable Organizations8.67%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capricorn Investment Group LLC is an SEC-registered investment manager organized as an LLC and operating since 2008. The firm functions as a multifaceted fund manager and independent RIA that also serves as a capital allocator, running private funds while providing advisory services to both individuals/families and institutional clients. Its fee arrangements include percentage-of-AUM charges and performance-based fees. Advisory capabilities span portfolio management for individuals, pooled investment vehicles and institutions, plus selection of other advisers. Capricorn identifies as an active ESG investor and serves in roles such as sponsor, general partner and managing member of pooled vehicles.