CAPLO ADVISORY LLC

Overview

Caplo Advisory LLC is a small, independent registered investment adviser organized as an LLC and run by an individual owner. The firm concentrates on serving individual and family clients, providing financial planning and discretionary portfolio management for individuals, small businesses, and business or institutional accounts. Its investment posture favors equities: equity products—primarily exchange-traded securities—represent the largest share of client assets and appear to be the backbone of client portfolios. The firm charges asset-based fees alongside hourly billing for planning or advisory work. Caplo Advisory does not position itself as a capital allocator or pension consultant, and it is not registered as an active ESG investor. The firm’s advisory scope is narrow and relationship-driven: a small client roster receiving tailored planning and portfolio oversight rather than mass-market product distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices