Capital Wealth, LLC

RIASEC & State Registered

Total AUM

$116M

Discretionary

$116M

100% of AUM

Avg account

$182K

Accounts

636

Employees

Advisory reps

Firm details

Headquarters: Lehi, Utah
CRD number: 289574
Registered since: August 13, 2026
Website: capitalwealth.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals51.24%
HNWI45.71%
Pension & Profit Sharing Plans3.05%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capital Wealth, LLC is an independent registered investment adviser that positions itself as a fee-based planner and portfolio manager for individuals and families. The firm is organized as an LLC, owned by an individual, and became SEC-registered in 2026. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, selection of third-party advisers, and client education through seminars and workshops. The firm charges clients through a mix of percentage-of-AUM fees as well as hourly and fixed-fee engagements. Capital Wealth is identified as a capital allocator, meaning it places client capital with external managers in addition to managing liquid securities directly. It is not an active ESG investor and does not identify as a multi-state adviser.