CAPITAL RESEARCH COMPANY

RIASEC RegisteredEst. 1997
Total AUM
Avg account
$0
Accounts
0
Employees
136
Advisory reps
5

Firm details

Headquarters
Los Angeles, California
CRD number
110684
Registered since
October 27, 1997
Fee structure
Other

Firm profile

FINTRX

Overview

Capital Research Company is organized as a corporation and has been registered with the SEC since 1997. FINTRX classifies the owner type as a mix of a domestic entity and an individual and records the firm as a related adviser to other entities. The firm's reported fee structure is listed as "Other." FINTRX indicates the firm is not an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant. The firm maintains a wide set of industry affiliations across regulated financial roles. FINTRX lists relationships with broker-dealers, other investment advisers, commodity pool operators or commodity trading advisors (CPO/CTA), banking or thrift institutions, trust companies, insurance companies, and sponsor/GP/managing-member roles for pooled investment vehicles. That mix suggests the firm participates in both advisory and intermediary capacities rather than solely operating as a standalone discretionary allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • AARON ESPIN

    DirectorCRD 7837670

  • NASEEM NIXON

    Vice PresidentCRD 7225636

  • SUSI SILVERMAN

    DirectorCRD 5336044

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
333 S Hope St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth