Capital One Securities, Inc.
Firm details
- Headquarters
- New Orleans, Louisiana
- CRD number
- 44158
- Registered since
- February 4, 1998
- Website
- www.capitalone.com
Firm profile
FINTRXOverview
Capital One Securities, Inc. is organized as a corporation and is classified in the FINTRX record as an investment bank. The firm has been SEC-registered since 1998. According to the snapshot data, it does not act as a capital allocator and is not listed as a multi-state or related adviser. The profile indicates the firm is not identified as an active ESG investor and is not flagged as a pension consultant.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Mulligan
Chief Compliance OfficerCRD 1584973
Gabrielle Halprin
Chief Financial OfficerCRD 5087341
Jennifer Blevins
Accounting CoordinatorCRD 6057862
Contacts
3 of 163
Carl Evenstad
Managing DirectorCRD 6132967
Shelly Martello
PrincipalCRD 2357836
Brian Kustrup
Managing DirectorCRD 4396984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Orleans, LA
Orleans
Location
New Orleans, LA
Headquartered in New Orleans, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Orleans
- Address
- 201 Saint Charles Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Chaffe Securities, Inc.
Broker-DealerNew Orleans, LA
Johnson Rice & Company L.L.C.
Broker-DealerNew Orleans, LA
Hancock Whitney Investment Services Inc.
Broker-DealerNew Orleans, LA
Sisung Securities Corporation
Broker-DealerMetairie, LA
Legacy Capital Fund, Inc.
Broker-DealerMetairie, LA
Harger And Company, Inc.
Broker-DealerBaton Rouge, LA