Capital One Securities, Inc.
Firm details
- Headquarters
- New Orleans, Louisiana
- CRD number
- 44158
- Registered since
- February 4, 1998
- Website
- www.capitalone.com
Firm profile
FINTRXOverview
Capital One Securities, Inc. is organized as a corporation and is classified in the dataset as an investment bank. It has been SEC-registered since 1998. The firm's record in the provided data shows it is not positioned as a capital allocator and is not identified as a registered or multi-state investment adviser. Several fields that would normally describe business activities and advisory services are blank, and the firm has not supplied additional detail about activities or affiliations in the source material.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Mulligan
Chief Compliance OfficerCRD 1584973
Gabrielle Halprin
Chief Financial OfficerCRD 5087341
Jennifer Blevins
Accounting CoordinatorCRD 6057862
Contacts
3 of 165
Carl Evenstad
Managing DirectorCRD 6132967
Shelly Martello
PrincipalCRD 2357836
Brian Kustrup
Managing DirectorCRD 4396984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Orleans, LA
Orleans
Location
New Orleans, LA
Headquartered in New Orleans, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Orleans
- Address
- 201 Saint Charles Ave
- Time zone
- CT (UTC-6)
- Office locations
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