Capital One Securities, Inc.
Firm details
- Headquarters
- New Orleans, Louisiana
- CRD number
- 44158
- Registered since
- February 4, 1998
- Website
- www.capitalone.com
Firm profile
FINTRXOverview
Capital One Securities, Inc. is organized as a domestic corporation and is classified as an investment bank. The firm is not positioned as a capital allocator and is indicated as not engaging in active ESG investing. Reported attributes also mark the firm as neither a multi-state adviser nor a pension consultant, and it is not listed as a related adviser or a newly formed adviser. Publicly available details in the snapshot do not include client segmentation, fee schedules, or a breakdown of advisory services.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Mulligan
Chief Compliance OfficerCRD 1584973
Gabrielle Halprin
Chief Financial OfficeCRD 5087341
Jennifer Blevins
Accounting CoordinatorCRD 6057862
Contacts
3 of 162Andrew Sullivan
Registered RepresentativeCRD 6962571
Wade Suki
Co-Founder & Managing PartnerCRD 2653755
Douglas Becker
Equity Research AnalystCRD 2377919
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Orleans, LA
Orleans
Location
New Orleans, LA
Headquartered in New Orleans, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Orleans
- Address
- 201 Saint Charles Ave
- Time zone
- CT (UTC-6)
- Office locations
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