Capital Management Services

RIASEC Registered
Total AUM
$12M
Discretionary
$12M
100% of AUM
Avg account
$2.4M
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
135617
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capital Management Services is a very small, independent registered investment adviser operating as a sole proprietorship and owned by an individual. The firm serves a handful of individual and family clients, providing financial planning and portfolio management for individuals and small businesses. It charges clients on a percentage-of-assets-under-management basis and is not identified as a capital allocator, pension consultant, multi-state adviser, or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Investment Grade Corp Bonds 25%, Cash & Cash Equivalents 20%, US Government Bonds 5%50%
  • Exchange Traded Equities50%
  • Investment Grade Corp Bonds25%
  • Cash & Cash Equivalents20%
  • US Government Bonds5%

Contacts

1 of 1
  • David Biehl

    Founder and PresidentCRD 2107103

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth