Capital Management Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
10579
Registered since
June 10, 1982

Firm profile

FINTRX

Overview

Capital Management Securities, Inc. is organized as a corporation and is listed in FINTRX as SEC-registered since 1982. Ownership is recorded as a mix of a domestic entity and an individual. The firm's profile in FINTRX is sparse: it is classified as "unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX does not provide detail on the firm's advisory activities, fee schedules, client segments, or broader business lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Melissa Glennie

    Melissa Glennie

    Chief Compliance OfficerCRD 2221936

Contacts

3 of 19
  • Scott Foreman

    Scott Foreman

    Financial AdvisorCRD 4266227

  • Fong Her

    Fong Her

    Financial AdvisorCRD 6388638

  • Alexander Pengelly

    Alexander Pengelly

    Financial AdvisorCRD 6705101

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7900 Xerxes Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth