Capital Investment Advisors

RIASEC RegisteredEst. 2017

Total AUM

$302M

Discretionary

$287M

95% of AUM

Avg account

$213K

Accounts

1,416

Employees

Advisory reps

Firm details

Headquarters: Washington, District of Columbia
CRD number: 118269
Registered since: February 27, 2017
Website: www.capitalamg.com
Custodians: ASSETMARK TRUST CO., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.04%
Individuals36.81%
Pension & Profit Sharing Plans3.56%
Charitable Organizations2.35%
Corporations / Businesses0.24%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capital Investment Advisors is an independent, SEC-registered RIA organized as a corporation and registered in 2017. The firm serves both individual/family and institutional clients and operates as a capital allocator. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational seminars/workshops. Fee arrangements are flexible and include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor. Capital Investment Advisors was recognized by FA Magazine in 2020 on a Top RIA Firms list.