CAPITAL FOUR US INC.

RIASEC RegisteredEst. 2021
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$293M
Accounts
9
Employees
8
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
315650
Registered since
August 19, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Capital Four US Inc. is a SEC-registered corporation (registration year 2021) that operates as an adviser to pooled investment vehicles, with a regulatory and operating profile centered on securitized asset funds. The firm serves institutional clients and is owned by a combination of a foreign entity and an individual. Its fee arrangements include both a percentage-of-assets-under-management component and performance-based fees, consistent with manager-run pooled structures. The firm is not classified as a capital allocator; instead it appears to function as sponsor/manager and general partner for its funds. Reported industry affiliations include broker-dealer relationships, other investment adviser roles, accounting services, and positions as sponsor, GP, or managing member of pooled investment vehicles. Capital Four US Inc. identifies itself as not being an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • ROBERT LASNER

    COO & CCOCRD 7803766

Contacts

1 of 1
  • AMI DOGRA

    Portfolio ManagerCRD 4076604

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth