Capital Financial, LLC

RIASEC RegisteredEst. 2025

Total AUM

$159M

Discretionary

$140M

88% of AUM

Avg account

$1.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Olney, Maryland
CRD number: 122844
Registered since: June 4, 2025
Website: www.capfinllc.com
Custodians: ASSETMARK TRUST CO., WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, CAPITAL BANK AND TRUST (AMERICAN FUNDS)
Fee structure: Percentage of AUM
Client types: Other73.86%
HNWI14.89%
Individuals7.63%
Pension & Profit Sharing Plans3.62%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Financial, LLC is an SEC-registered institutional RIA organized as an LLC and owned by an individual. The firm manages portfolios for both high-net-worth individuals and institutional clients, charging fees as a percentage of assets under management. Its advisory services include portfolio management for individuals, small businesses and institutions, and the firm formally engages in the selection of other advisers — indicating it acts as a capital allocator and can place client assets with external managers. Capital Financial does not self-identify as an active ESG investor and is not registered as a multi-state adviser or a pension consultant.