Capital Financial, LLC

RIASEC RegisteredEst. 2025

Total AUM

$159M

Discretionary

$140M

88% of AUM

Avg account

$1.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Olney, Maryland
CRD number: 122844
Registered since: June 4, 2025
Website: www.capfinllc.com
Custodians: ASSETMARK TRUST CO., WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, CAPITAL BANK AND TRUST (AMERICAN FUNDS)
Fee structure: Percentage of AUM
Client types: Other73.86%
HNWI14.89%
Individuals7.63%
Pension & Profit Sharing Plans3.62%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Financial, LLC is an SEC-registered institutional RIA that serves both individuals/families and institutional clients. The firm is organized as a limited liability company with individual ownership and reports a fee model based on a percentage of assets under management. Its regulatory filing lists portfolio management for individuals/small businesses and for businesses or institutions, plus selection of other advisers as core advisory activities. The filing also identifies the firm as a capital allocator and indicates it is not positioned as an active ESG investor. The registration year on the snapshot is listed as 2025. The firm does not identify itself as a multi-state adviser or a pension consultant in the filing.