Capital Analysts
Firm details
- Headquarters
- Fort Washington, Pennsylvania
- CRD number
- 162200
- Registered since
- April 17, 2012
- Website
- www.capitalanalysts.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI52.63%
- Individuals43.52%
- Corporations / Businesses2.37%
- Pension & Profit Sharing Plans1.14%
- Charitable Organizations0.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Analysts is an SEC-registered limited liability company that provides advisory services to both individuals/families and institutional clients. Founded in 2012, the firm offers portfolio management for individuals, small businesses, and institutions, plus pension consulting and manager selection services. Its fee model combines percentage-of-AUM pricing with fixed fees. Capital Analysts identifies as an active ESG investor and reports relationships across the financial services ecosystem, including broker-dealer, other investment adviser, accounting, legal, insurance and real estate firm affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities16%
- State & Local Bonds2%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 22
Pamela Middleton
President & CEOCRD 1145902
Colleen Callahan
CEOCRD 1792516
Larry Sokolow
Chief Executive OfficerCRD 430195
Contacts
3 of 617
Casey Caldwell
Financial AdvisorCRD 6200782
Christina Broyles
Registered RepresentativeCRD 5439704
Dale Mingledorff
Financial AdvisorCRD 5125169
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,066Active vs passive
$4.4B in ETFs
49%
$2.2B
28%
$2.2B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $352M | 4,003,540 | 8.00% |
Location
Fort Washington, PA
Montgomery
Location
Fort Washington, PA
Headquartered in Fort Washington, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 601 Office Center Dr
- Time zone
- ET (UTC-5)
- Office locations
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