Capital Advisors Wealth Management

RIASEC RegisteredEst. 2020

Total AUM

$1.1B

Discretionary

$928M

83% of AUM

Avg account

$1.1M

Accounts

1,051

Employees

10

Advisory reps

6

Firm details

Headquarters: Yakima, Washington
CRD number: 309387
Registered since: June 15, 2020
Website: www.capitaladvisorswm.com
Custodians: CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI59.43%
Individuals22.79%
Pension & Profit Sharing Plans16.6%
Corporations / Businesses0.74%
Charitable Organizations0.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Capital Advisors Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm is owned by individuals and serves both individual/family clients and institutional mandates. Its advisory work spans financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Compensation mixes percentage-of-AUM billing with hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and appears to operate as a single-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds73%
Exchange Traded Equities20%
Cash & Cash Equivalents3%
Investment Grade Corp Bonds2%
US Government Bonds1%

Owners & executives

1 of 1

Anthony Farina
Managing Partner and Chief Compliance OfficerCRD 4412237

Contacts

3 of 5

Robert Vickers
Financial PlannerCRD 2603508
Brian Drumhiller
Financial AdvisorCRD 5314228
Connor Russell
Financial AdvisorCRD 8027209

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 131

Active vs passive

$695M in ETFs

Passive

70%

$487M

Active

19%

$209M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)	Schwab	Passive	Foreign Large Value	$56.5M	1,070,071	8.12%

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Primary office

Yakima, WA

Yakima

Location

Yakima, WA

Headquartered in Yakima, WA, in the West of the United States.

Region: West
County: Yakima
Address: 1104 N 35th Ave
Time zone: PT (UTC-8)
Office locations

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