Cape Investment Advisory, Inc.
Firm details
- Headquarters
- Mcdonough, Georgia
- CRD number
- 146384
- Registered since
- April 29, 2010
- Fee structure
- Percentage of AUM
- Client types
- HNWI58.57%
- Individuals38.04%
- Corporations / Businesses2.33%
- Pension & Profit Sharing Plans1.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Cape Investment Advisory, Inc. is an independent, individually owned RIA that acts as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (registered in 2010) and bills primarily on a percentage-of-AUM fee model. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational seminars/workshops. Cape notes relationships with broker-dealers, other investment advisers, and an insurance company as industry affiliations and does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Cash & Cash Equivalents15%
- Public Funds/Mutual Funds14%
- Investment Grade Corp Bonds3%
- US Government Bonds2%
Owners & executives
3 of 3
Gregory Klingler
Chief Operating OfficerCRD 4641806
James Webb
Chief Executive OfficerCRD 2089446
Kevin Bachmann
President and COOCRD 1406637
Contacts
3 of 33
John Weis
Owner and Managing PartnerCRD 5743649
Robert Farragher
401(k) ConsultantCRD 5746101
Aldeen Robinson
Vice President, Director of OperationsCRD 3251054
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 711Active vs passive
$288M in ETFs
73%
$211M
22%
$76.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $47.7M | 1,627,056 | 16.55% |
Location
Mcdonough, GA
Henry
Location
Mcdonough, GA
Headquartered in Mcdonough, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Henry
- Address
- 1600 Pennsylvania Ave
- Time zone
- ET (UTC-5)
- Office locations
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