Cape Ann Financial

Overview

Cape Ann Financial operates as a small, independent registered investment adviser organized as a sole proprietorship and owned by an individual. The firm serves individual and family clients and offers financial planning and portfolio management for individuals and small businesses. It also acts as an insurance broker, which aligns with its use of annuity products alongside advisory services. Compensation is primarily fee-based (percentage of AUM) with the option of hourly charges for planning or consultative work. Cape Ann Financial reports it is not an active ESG investor and is not set up as a multi-state or capital-allocating advisory firm.

Assets & Accounts

Investments & Alternatives