Candlewood Securities, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Cleveland, Ohio
CRD number
126042
Registered since
August 25, 2003

Firm profile

FINTRX

Overview

Candlewood Securities, LLC is organized as a limited liability company and is recorded with the SEC since 2003. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or asset manager. The firm is identified as a domestic entity with individual ownership and is not listed as a capital allocator, which implies its core activity is likely transactional or advisory (investment banking/brokerage) rather than running pooled investment capital or discretionary asset management. The snapshot data includes several negative markers: Candlewood Securities is not designated as an active ESG investor, is not a multi-state adviser, and is not flagged as a pension consultant. The firm has not supplied information about its specific business lines, advisory activities, or client segments in the dataset provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Matthew Hoffman

    Matthew Hoffman

    Chief Compliance OfficerCRD 1144872

  • Anthony Dijohn

    Anthony Dijohn

    Chief Financial OfficerCRD 6370306

  • Ron Krudo

    Ron Krudo

    ContractorCRD 7876168

Contacts

3 of 20
  • Eads Johnson

    Eads Johnson

    PartnerCRD 874904

  • Ronald Lee

    PartnerCRD 1073842

  • William Vogelgesang

    William Vogelgesang

    PartnerCRD 1620534

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cleveland, OH

Cuyahoga

Location

Cleveland, OH

Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
600 Superior Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth