Candlewood Securities, LLC

Overview

Candlewood Securities, LLC is an LLC that has been SEC-registered since 2003 and is classified in FINTRX as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has not supplied detail on client types, advisory or underwriting activities, fee schedules, or specific business lines in the FINTRX record. That absence, together with the investment-bank classification, suggests Candlewood operates on transactional or broker-dealer activities (e.g., capital markets, deal facilitation, private placements) rather than running discretionary, client-account asset management.

Assets & Accounts

Location & Offices