Candlewood Securities, LLC

Overview

Candlewood Securities, LLC is a privately held limited liability company registered with the SEC in 2003 and classified in FINTRX as an investment bank. The listing identifies ownership as a domestic entity/individual. The profile contains minimal public detail about the firm’s product mix or client segments; key fields for client base, fee structure, business activities and advisory activities are not populated in the FINTRX snapshot. FINTRX flags indicate Candlewood Securities is not a capital allocator and is not characterized as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Those attributes, together with the "investment bank" classification, point to a role focused on capital markets or intermediary services rather than traditional registered investment adviser asset management.

Assets & Accounts

Location & Offices