Candlewood Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Cleveland, Ohio
CRD number
126042
Registered since
August 25, 2003

Firm profile

FINTRX

Overview

Candlewood Securities, LLC is organized as a limited liability company and is classified in the provided data as an investment bank. Ownership is described as a mix of a domestic entity and an individual. The snapshot flags the firm as not acting as a capital allocator and not engaging in active ESG investing. Additional descriptors in the record indicate it is not a multi-state adviser, not newly formed as an adviser, not a pension consultant, and not listed as a related adviser. The record does not include detail about specific business lines, advisory services, or target client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Matthew Hoffman

    Matthew Hoffman

    Chief Compliance OfficerCRD 1144872

  • Anthony Dijohn

    Anthony Dijohn

    Chief Financial OfficerCRD 6370306

  • Ron Krudo

    Ron Krudo

    ContractorCRD 7876168

Contacts

3 of 18
  • William Vogelgesang

    William Vogelgesang

    PartnerCRD 1620534

  • Christopher Harris

    Christopher Harris

    Managing DirectorCRD 2956001

  • Glenn Pollack

    Glenn Pollack

    Managing DirectorCRD 3155575

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cleveland, OH

Cuyahoga

Location

Cleveland, OH

Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
600 Superior Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth