California Capital Management

RIASEC Registered
Total AUM
$358M
Discretionary
$358M
100% of AUM
Avg account
$413K
Accounts
867
Employees
12
Advisory reps
6

Firm details

Headquarters
Burbank, California
CRD number
130734
Registered since
June 8, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.82%
  • Individuals28.35%
  • Pension & Profit Sharing Plans1.83%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

California Capital Management is an independent registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm is SEC registered (initial registration in 2012) and serves both individual/family and institutional clients. Its fee model is a mix of percentage-of-AUM billing along with hourly and fixed-fee arrangements, reflecting a willingness to tailor pricing to client needs rather than relying solely on asset-based fees. The firm operates as a limited liability company and is owned as a domestic entity and individual. Investment activity shows a clear tilt toward publicly traded equities, but the firm also incorporates third-party alternative strategies and non-equity instruments into client portfolios.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 18%, Cash & Cash Equivalents 4%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds18%
  • Cash & Cash Equivalents4%

Contacts

3 of 6
  • Emily Logan

    Emily Logan

    PartnerCRD 5197746

  • Alexis Cole

    Alexis Cole

    PartnerCRD 4794870

  • Bradley Salo

    Bradley Salo

    ​Senior PartnerCRD 1674662

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$142M in ETFs

Passive

67%

$95.7M

Active

22%

$46.3M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST CORE INVESTMENT GRADE ETF (FTCB)First TrustActiveIntermediate Core Bond$15.8M800,76411.13%

Location

Primary office

Burbank, CA

Los Angeles

Location

Burbank, CA

Headquartered in Burbank, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2520 W Olive Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth