Cain Capital Management, LP

RIASEC Registered
Total AUM
$171M
Discretionary
$171M
100% of AUM
Avg account
$1.9M
Accounts
92
Employees
4
Advisory reps
3

Firm details

Headquarters
Dallas, Texas
CRD number
113592
Registered since
February 25, 2002
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • HNWI86.33%
  • Pooled Investment Vehicles13.03%
  • Individuals0.64%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Cain Capital Management, LP is an SEC-registered investment adviser (registered in 2002) organized as a limited liability company and owned by an individual. The firm operates as an “Other Fund Provider” and serves both individual & family and institutional clients. Its advisory services include portfolio management for individuals/small businesses and for pooled investment vehicles, plus selection of other advisers. Cain Capital also acts as a sponsor, general partner, and managing member of pooled investment vehicles. Fee arrangements combine fixed fees with performance-based components. The firm is not an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 40%, Other 32%, Exchange Traded Equities 12%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 5%, State & Local Bonds 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%40%
  • Private Funds40%
  • Other32%
  • Exchange Traded Equities12%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • Hugh Hennesy

    Chief Compliance Officer And Chief Financial OfficerCRD 5512754

  • Kevin Parker

    Chief Operating OfficerCRD 6091788

Contacts

1 of 1
  • Rod Jones

    Managing MemberCRD 2401144

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1333 Oak Lawn Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth