Caerus Investment Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 171716
- Registered since
- April 13, 2017
- Website
- www.caerusadvisor.com
- Custodians
- TRADE-PMR INC.
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles79.1%
- HNWI20.9%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Caerus Investment Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2017. The firm serves both individual and family clients and institutional clients, billing primarily on a percentage-of-AUM basis. Its advisory services include financial planning and portfolio management across individuals/small businesses, pooled investment vehicles, and business or institutional clients; pension consulting is listed among its capabilities. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities4%
- Cash & Cash Equivalents1%
Contacts
3 of 6
Shang Chou
t Co-Founder & Managing PartnerCRD 5550638
Jessica Clark
Director of OperationsCRD 3147754
Yijie Tang
AnalystCRD 8045217
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$99.9M in ETFs
77%
$76.9M
23%
$23M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $17.1M | 28,582 | 17.09% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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