Cadent Capital Advisors, LLC

RIASEC Registered
Total AUM
$786M
Discretionary
$691M
88% of AUM
Avg account
$496K
Accounts
1,584
Employees
15
Advisory reps
12

Firm details

Headquarters
Tulsa, Oklahoma
CRD number
169704
Registered since
December 2, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI78.66%
  • Individuals18.59%
  • Corporations / Businesses2.09%
  • Charitable Organizations0.5%
  • Pension & Profit Sharing Plans0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cadent Capital Advisors, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2013. The firm operates as a capital allocator for both individual/family and institutional clients, combining financial planning and portfolio management for individuals and small businesses with services that include selection of other advisers and pension-related consulting. Its fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm is not an active ESG investor according to its disclosures. Cadent was recognized by the Financial Times as one of the Top 300 RIA Firms in 2020, reflecting external acknowledgment of its place among registered advisory firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 26%, Cash & Cash Equivalents 10%, Private Funds 5%, State & Local Bonds 3%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents10%
  • Private Funds5%
  • State & Local Bonds3%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 115

Active vs passive

$413M in ETFs

Passive

79%

$325M

Active

18%

$88.1M

ETFProviderStyleCategoryValueShares% of portfolio
JANUS HENDERSON AAA CLO ETF (JAAA) Janus HendersonActiveUltrashort Bond$18.8M372,1084.54%

Location

Primary office

Tulsa, OK

Tulsa

Location

Tulsa, OK

Headquartered in Tulsa, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.

Metro area
Tulsa-Muskogee-Bartlesville, OK
Region
South
County
Tulsa
Address
4525 E 91st St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth