Cadena Financial Planning & Tax Services

Overview

Cadena Financial Planning & Tax Services is a small, independent RIA operating as a sole proprietorship that combines accounting and tax services with financial planning and portfolio management for individuals and small businesses. The firm runs a fee model that includes a percentage of AUM plus hourly and fixed fees, which supports both ongoing wealth management relationships and project-based planning or tax engagements. Cadena’s client base is individual and family clients; the firm is not positioned as an institutional or pension consultant and does not identify as an active ESG investor. Investment activity centers on equity-led portfolios delivered in discretionary wrap/SMA-style relationships. The firm shows a clear preference for exchange-traded equities as the primary building block for client portfolios while using third-party mutual funds and alternative managers to round out exposures. Given the firm’s accounting background, tax-aware portfolio construction and integration of tax strategies into investment and planning advice are likely part of their value proposition.

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Public Holdings

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Location & Offices