Cacti Asset Management, LLC

RIASEC RegisteredEst. 2011
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$28.9M
Accounts
63
Employees
1
Advisory reps
6

Firm details

Headquarters
,
CRD number
156131
Registered since
March 10, 2011
Custodians
U.S. BANK, N.A., PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies57.49%
  • HNWI19%
  • Pooled Investment Vehicles13.76%
  • Charitable Organizations9.75%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cacti Asset Management, LLC is an SEC‑registered, LLC‑structured investment adviser operating since 2011 and organized as an owner‑controlled hedge fund. The firm serves both high‑net‑worth individuals and family clients as well as institutional accounts, and it offers portfolio management across separately managed accounts and pooled vehicles. Its stated preference is equities: the firm tilts toward exchange‑traded securities and runs an active, concentrated approach to position selection rather than passive indexing. Fee arrangements include asset‑based fees, fixed fees and performance‑based fees, consistent with a hedge‑fund style alignment between manager performance and client compensation. Cacti’s advisory activities span single‑client portfolios, pooled investment vehicles and institutional mandates. It does not identify as an ESG investor, and it is not characterized as a multi‑state or newly formed adviser. The firm’s custodial relationships and fund structures indicate a hybrid model where liquid public equity strategies are paired with private pooled vehicles managed by the firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Cash & Cash Equivalents 10%, US Government Bonds 5%, State & Local Bonds 5%, Investment Grade Corp Bonds 5%75%
  • Exchange Traded Equities75%
  • Cash & Cash Equivalents10%
  • US Government Bonds5%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • Joshua Pechter

    Chief Compliance OfficerCRD 5896390

Contacts

3 of 5
  • Rowan Pechter

    MemberCRD 5899959

  • Meredith Pechter

    MemberCRD 5899891

  • Hollace Pechter

    MemberCRD 5899957

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$27.5M in ETFs

Passive

100%

$27.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$16.5M25,29559.81%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth