C.D. Allen Wealth Management, LLC

RIASEC Registered
Total AUM
$12.7M
Discretionary
$12.7M
100% of AUM
Avg account
$2.5M
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
131588
Custodians
CHARLES SCHWAB & CO., INC., E*TRADE SECURITIES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

C.D. Allen Wealth Management, LLC is an independent, individual-owned registered investment adviser that serves high-net-worth individuals and families. The firm bills clients on a percentage-of-AUM basis and provides financial planning and portfolio management tailored to individuals and small businesses. The business has ties to accounting and law-firm activities, which suggests advisory work may be coordinated with tax and legal services. The firm is not active on ESG mandates, does not operate as a capital allocator, and is not registered as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 70%, Exchange Traded Equities 20%, Cash & Cash Equivalents 10%70%
  • Non-Exchange Traded Equities70%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Craig Allen

    Craig Allen

    PresidentCRD 2113344

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth