C.D. Allen Wealth Management, LLC

RIASEC Registered
Total AUM
$12.7M
Discretionary
$12.7M
100% of AUM
Avg account
$2.5M
Accounts
5
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
131588
Custodians
CHARLES SCHWAB & CO., INC., E*TRADE SECURITIES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

C.D. Allen Wealth Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients, delivering financial planning and discretionary portfolio management geared toward individuals and small businesses. Its compensation model is fee-based, charged as a percentage of assets under management. The firm lists accounting and legal activities among its business connections, which may reflect owner background or affiliated professional services. It does not identify itself as an active ESG investor, a multi-state adviser, a pension consultant, or a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 70%, Exchange Traded Equities 20%, Cash & Cash Equivalents 10%70%
  • Non-Exchange Traded Equities70%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Craig Allen

    Craig Allen

    PresidentCRD 2113344

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth