BROXTON CAPITAL ADVISORS

RIASEC Registered
Total AUM
$29M
Discretionary
$25.8M
89% of AUM
Avg account
$518K
Accounts
56
Employees
3
Advisory reps
2

Firm details

Headquarters
OLD SAN JUAN, PR
CRD number
136914
Fee structure
Percentage of AUM
Client types
  • HNWI82.39%
  • Individuals17.61%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Broxton Capital Advisors is a small, privately owned investment advisory firm that serves individual and family clients and provides portfolio management for small businesses and institutions. The firm charges fees as a percentage of assets under management and operates as a limited liability company under individual ownership. Broxton does not identify itself as an active ESG investor, is not flagged as a capital allocator for outside managers, and is not classified within a broader adviser subgroup in the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Cash & Cash Equivalents 40%60%
  • Exchange Traded Equities60%
  • Cash & Cash Equivalents40%

Contacts

2 of 2
  • ROBERT COOKE

    Senior Portfolio ManagerCRD 2240107

  • ROBERT COOKE SR.

    Managing PartnerCRD 704677

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OLD SAN JUAN, PR

Location

OLD SAN JUAN, PR

Headquartered in OLD SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
151 Calle de San Francisco
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth