Brookstone Financial
Firm details
- Headquarters
- Jeffersonville, Indiana
- CRD number
- 168185
- Custodians
- CHARLES SCHWAB & CO., INC., AMERICAN FUNDS & TRUSTS INCORPORATED
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals79.74%
- HNWI19.04%
- Corporations / Businesses1.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brookstone Financial is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional relationships, billing on a percentage-of-AUM basis and offering hourly advisory work as well. Its client-facing services include financial planning, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars/workshops. The firm is identified as a capital allocator and regularly places client capital with third‑party managers. The snapshot flags Brookstone Financial as not an active ESG investor and not a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities37%
- Cash & Cash Equivalents8%
Contacts
3 of 4
Seth Stewart
President, Co-FounderCRD 5467292
Ethan Adams
DirectorCRD 6656510
Tammi Dauby
Financial PlannerCRD 4632144
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Jeffersonville, IN
Clark
Location
Jeffersonville, IN
Headquartered in Jeffersonville, IN, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the Midwest.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- Midwest
- County
- Clark
- Address
- 2213 Allison Ln
- Time zone
- ET (UTC-5)
- Office locations
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