Brookfield Management Group, LLC

RIASEC Registered
Total AUM
$105M
Discretionary
$105M
100% of AUM
Avg account
$105M
Accounts
1
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
297293
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Performance Based Fees
Client types
  • Other100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Brookfield Management Group, LLC operates as a privately held limited liability company that provides portfolio management services focused on businesses and institutions. The firm is individually owned and charges performance-based fees, indicating an emphasis on outcome-oriented mandates rather than simple asset-based billing. Brookfield is not characterized as a multi-state adviser or an ESG-focused manager; its stated activity is concentrated on discretionary portfolio management for institutional or business clients. The manager shows a clear preference for fixed-income allocation as a core building block while maintaining active relationships with third-party alternative managers for diversification and return enhancement. Investment activity centers on concentrated fixed-income deployment complemented by third-party alternative exposure. The firm does not position itself as a capital allocator—rather it implements strategies through external managers and pooled products alongside directly managed fixed-income holdings. Use of performance-based fees and a focus on higher-yield corporate credit suggest an appetite for credit risk and specialized income strategies when seeking excess return.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 60%, Investment Grade Corp Bonds 30%, Exchange Traded Equities 10%60%
  • Non-Investment Grade Corp Bonds60%
  • Investment Grade Corp Bonds30%
  • Exchange Traded Equities10%

Owners & executives

1 of 1
  • Jon Pearlman

    Jon Pearlman

    Chief Compliance OfficerCRD 2970824

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth