BROCKENBROUGH

RIASEC RegisteredEst. 1970

Total AUM

$5.5B

Discretionary

$4.8B

88% of AUM

Avg account

$9.7M

Accounts

568

Employees

Advisory reps

Firm details

Headquarters: RICHMOND, Virginia
CRD number: 105142
Registered since: July 1, 1970
Website: www.brockenbroughinc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI41.71%
Pooled Investment Vehicles27.05%
Charitable Organizations15.19%
State / Municipal Government10.1%
Corporations / Businesses3.81%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brockenbrough is an independent registered investment adviser operating since 1970 that serves both high-net-worth individuals and institutional clients. The firm acts as a capital allocator and provides a range of advisory services including financial planning, portfolio management for individuals, pooled vehicles and institutions, and selection of sub-advisers. Its fee arrangements are flexible and include asset-based fees, fixed fees and performance-based fees. Brockenbrough does not characterize itself as an active ESG investor. The firm’s structure is a corporation with domestic ownership, and it performs related roles such as serving as accountant/sponsor and managing member of pooled investment vehicles. Brockenbrough also advises private funds it sponsors and selects third-party managers when appropriate.