Brockenbrough

RIASEC RegisteredEst. 1970

Total AUM

$5.5B

Discretionary

$4.8B

88% of AUM

Avg account

$9.7M

Accounts

568

Employees

Advisory reps

Firm details

Headquarters: Richmond, Virginia
CRD number: 105142
Registered since: July 1, 1970
Website: www.brockenbroughinc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI41.71%
Pooled Investment Vehicles27.05%
Charitable Organizations15.19%
State / Municipal Government10.1%
Corporations / Businesses3.81%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brockenbrough operates as a corporation that has been SEC-registered since 1970. The firm functions as a capital allocator to both individual/family clients and institutional clients, and it charges a mix of percentage-of-AUM, fixed, and performance-based fees. Its advisory mandate spans financial planning and portfolio management across individuals/small businesses, investment companies, pooled investment vehicles, and institutional clients, and it also performs selection-of-other-advisers work. The firm is not identified as an active ESG investor and is not listed as a multi-state or newly formed adviser. Reported industry roles include acting as accountant and sponsor, general partner, and managing member of pooled investment vehicles.