Brock Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 116791
- Website
- brockira.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.55%
- HNWI23.08%
- Other22.38%
- Services
- Portfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brock Asset Management is a privately owned limited liability company that provides advisory services to individuals and families on a fee basis tied to assets under management. The firm’s written activities emphasize portfolio management for individuals and small businesses and include investor education through periodicals and workshops. Brock is not positioned as an ESG-focused allocator and is classified as an unclassified adviser in the available snapshot.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Investment Grade Corp Bonds20%
- State & Local Bonds10%
- Cash & Cash Equivalents10%
Contacts
3 of 3
Ramsey Brock
AnalyticsCRD 2961683
Natalie Germaine
Executive AssistantCRD 4833424
Kimberly Brock
Owner/ConsultantCRD 7163593
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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