Broadway Wealth Solutions

RIASEC Registered
Total AUM
$308M
Discretionary
$274M
89% of AUM
Avg account
$246K
Accounts
1,254
Employees
11
Advisory reps
11

Firm details

Headquarters
San Antonio, Texas
CRD number
291753
Registered since
May 5, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI48.46%
  • Individuals46.95%
  • Corporations / Businesses3.15%
  • Charitable Organizations1.38%
  • Pension & Profit Sharing Plans0.06%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Broadway Wealth Solutions is an independent registered investment adviser that began SEC registration in 2022. The firm serves both individual/family clients and institutional accounts, operating on a percentage-of-AUM fee model while also acting as an insurance broker. Advisory services include portfolio management for individuals, small businesses, and for business or institutional clients. Ownership is a mix of a domestic entity and an individual, and the firm identifies as an active ESG investor. The firm is not a multi-state adviser in the sense reported, and it does not present itself as a capital allocator or pension consultant. It lists industry affiliations with banking/thrift institutions and trust companies, which can suggest relationships or service integrations beyond pure advisory work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 17%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Non-Investment Grade Corp Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds5%
  • US Government Bonds4%

Contacts

3 of 11
  • Michael Ryan

    Michael Ryan

    VP, Financial AdvisorCRD 6289722

  • Thomas Wright

    Thomas Wright

    Vice PresidentCRD 6697873

  • Gayle Rodriguez

    Gayle Rodriguez

    Vice PresidentCRD 6752426

Unlock 8 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 25

Active vs passive

$233M in ETFs

Passive

6%

$13.1M

Active

52%

$220M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$49.1M546,64121.04%

Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
1177 Ne Loop 410
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth