Broadway Wealth Solutions
Firm details
- Headquarters
- San Antonio, Texas
- CRD number
- 291753
- Registered since
- May 5, 2022
- Website
- broadway.bank
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI48.46%
- Individuals46.95%
- Corporations / Businesses3.15%
- Charitable Organizations1.38%
- Pension & Profit Sharing Plans0.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadway Wealth Solutions is an independent registered investment adviser that began SEC registration in 2022 and operates as a corporation owned by a domestic entity and an individual. The firm provides portfolio management to both individuals and small businesses as well as to business and institutional clients. Its revenue model is primarily percentage-of-AUM fees, and it also operates as an insurance broker. Broadway signals an ESG focus in its investment approach and lists affiliations with banking/thrift institutions and trust companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities17%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
Contacts
3 of 11
Michael Ryan
Financial AdvisorCRD 6289722
Thomas Wright
Vice PresidentCRD 6697873
Gayle Rodriguez
Vice PresidentCRD 6752426
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$442M in ETFs
6%
$24.7M
53%
$417M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $45.3M | 515,783 | 10.26% |
Location
San Antonio, TX
Bexar
Location
San Antonio, TX
Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.
- Metro area
- San Antonio-New Braunfels-Pearsall, TX
- Region
- South
- County
- Bexar
- Address
- 1177 Ne Loop 410
- Time zone
- CT (UTC-6)
- Office locations
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