Broadwater Capital Management LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 125509
- Registered since
- August 15, 2022
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.53%
- Charitable Organizations9.98%
- Individuals7.29%
- Corporations / Businesses2.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadwater Capital Management LLC is a privately held limited liability company that registered with the SEC in 2022 and is owned by an individual. The firm provides fee-based portfolio management primarily for individual and family clients, and also handles portfolio management for small businesses and institutional/business clients. Its stated preference is for equities as the core exposure; the adviser is not registered as a multi-state adviser, is not positioned as a capital allocator, and does not identify as an active ESG investor. The firm charges fees as a percentage of assets under management and focuses client work through discretionary mandates. Advisory activity centers on customized portfolio management rather than pension consulting or related-adviser arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents17%
Contacts
2 of 2Brent Garcia
PrincipalCRD 2502544
Angel Garcia
PrincipalCRD 1866252
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$4.3M in ETFs
100%
$4.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $1.9M | 11,900 | 43.61% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 15 Court Sq
- Time zone
- ET (UTC-5)
- Office locations
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