Broadview Financial Management, LLC
Firm details
- Headquarters
- Wauwatosa, Wisconsin
- CRD number
- 143550
- Registered since
- February 13, 2013
- Website
- www.broadviewfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI94.53%
- Individuals5.17%
- Charitable Organizations0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Broadview Financial Management, LLC is an independent, owner-operated RIA that has been SEC-registered since 2013 and serves individual and family clients. The firm functions as a capital allocator and provides comprehensive advisory work: financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and educational seminars. Its fee model combines a percentage-of-AUM charge with the ability to bill hourly. Broadview does not list itself as an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Other2%
- Exchange Traded Equities1%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 3
Angela Pingel
General Counsel and Chief Compliance OfficerCRD 2491229
Joseph Dailey
Chief Operating OfficerCRD 2646145
Matthew Goihl
Chief Executive Officer, Financial PlannerCRD 5547291
Contacts
3 of 4
Adam Dodge
DirectorCRD 5581033
Lisa Dregne
Financial PlannerCRD 6095269
Nathan Turcotte
Financial PlannerCRD 7329289
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$167M in ETFs
99%
$166M
1%
$1.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $25.2M | 260,496 | 15.08% |
Location
Wauwatosa, WI
Milwaukee
Location
Wauwatosa, WI
Headquartered in Wauwatosa, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 10401 W Innovation Dr
- Time zone
- CT (UTC-6)
- Office locations
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