Broadview Financial Management, LLC
Firm details
- Headquarters
- Wauwatosa, Wisconsin
- CRD number
- 143550
- Registered since
- February 13, 2013
- Website
- www.broadviewfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI94.53%
- Individuals5.17%
- Charitable Organizations0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Broadview Financial Management, LLC is an independent, individually owned registered investment adviser that began its SEC registration in 2013. The firm focuses on serving individuals and families, acting as a capital allocator and offering both portfolio management and financial planning. Its advisory services include discretionary portfolio management for individuals and small businesses, selection of third‑party advisers, and educational seminars and workshops. Broadview charges clients primarily as a percentage of assets under management and also uses hourly billing for certain engagements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Other2%
- Exchange Traded Equities1%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$163M in ETFs
99%
$162M
1%
$1.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $26M | 268,204 | 15.92% |
Location
Wauwatosa, WI
Milwaukee
Location
Wauwatosa, WI
Headquartered in Wauwatosa, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 10401 W Innovation Dr
- Time zone
- CT (UTC-6)
- Office locations
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