Broadspan Securities LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
114423
Registered since
February 11, 2002

Firm profile

FINTRX

Overview

Broadspan Securities LLC is a limited liability company registered with the SEC since 2002 that operates as an investment bank and placement agent. The firm is structured as a domestic entity with individual ownership and is positioned to source and place capital rather than to act as a discretionary asset manager or traditional registered investment adviser. Regulatory and business-classification flags indicate Broadspan does not operate as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. The firm is not identified as an active ESG investor, and there are no advisory or fee-structure details reported in the available profile.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Gerrard

    Michael Gerrard

    CEOCRD 3008631

Contacts

1 of 1
  • Noah Kessler

    Noah Kessler

    Managing DirectorCRD 4435573

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1441 Brickell Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth