Broadhaven Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
157804
Registered since
November 1, 2011

Firm profile

FINTRX

Overview

Broadhaven Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as an investment bank rather than an advisory capital allocator. The ownership structure is listed as a domestic entity and individual ownership. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or related adviser in the provided record. The dataset contains no detail on fee schedules, advisory product lines, or specific business activities, so the public profile is limited to regulatory classification and a handful of operational attributes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Meghan Lockwood

    Meghan Lockwood

    Partner and Chief Operating OfficerCRD 4474368

Contacts

3 of 36
  • Gregory Phillips

    Gregory Phillips

    Co-Founder & PartnerCRD 3269223

  • John Simpson

    PartnerCRD 2020859

  • Michael Deleray

    PartnerCRD 2029704

Unlock 33 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
155 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth