Broadhaven Securities LLC

Overview

Broadhaven Securities LLC is a limited liability company that has been SEC-registered since 2011 and is classified as an investment bank. The ownership is listed as a domestic entity and individual. Public records for the firm do not list a client segmentation, fee schedule, or detailed advisory and business activities. The firm is recorded as not acting as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those designations, combined with the limited public disclosure of advisory activity, suggest the firm’s public filing emphasizes broker-dealer or investment banking functions rather than running discretionary asset-management mandates.

Assets & Accounts

Location & Offices