BROADHAVEN SECURITIES LLC

Overview

Broadhaven Securities LLC is an SEC-registered limited liability company (registration year 2011) that is classified in FINTRX as an investment bank. The firm’s ownership is recorded as a mix of a domestic corporate entity and an individual. The FINTRX profile flags the firm as not operating as a capital allocator and not identifying as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, newly formed adviser, or related adviser. The snapshot does not include detail on business lines, advisory services, fee schedules, or client segments, so the public profile centers on entity type, ownership structure, and regulatory registration rather than product or service specifics.

Assets & Accounts

Location & Offices