Broadhaven Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
157804
Registered since
November 1, 2011

Firm profile

FINTRX

Overview

Broadhaven Securities LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm is owned by a combination of a domestic entity and an individual. The FINTRX snapshot provides minimal detail about what the firm does day-to-day: fields for client types, fee structure and specific advisory or business activities are empty in the record. The profile indicates Broadhaven is not a capital allocator and is not identified as an active ESG investor. It’s also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or as a related adviser. Beyond those structural attributes, the dataset supplies little color on strategy, product shelf, or client segmentation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Meghan Lockwood

    Meghan Lockwood

    Partner and Chief Operating OfficerCRD 4474368

Contacts

3 of 36
  • Gregory Phillips

    Gregory Phillips

    Co-Founder & PartnerCRD 3269223

  • John Simpson

    PartnerCRD 2020859

  • Michael Deleray

    PartnerCRD 2029704

Unlock 33 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
155 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms