BROAD REACH INVESTMENT MANAGEMENT (US) LLC

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
0
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323661
Registered since
October 10, 2022

Firm profile

FINTRX

Overview

Broad Reach Investment Management (US) LLC is a U.S.-registered limited liability company that provides commodity pool operator (CPO) and commodity trading advisor (CTA) functions and acts as sponsor, general partner or managing member for pooled investment vehicles. The firm is SEC-registered as of 2022 and is identified as a foreign‑owned U.S. entity. Its regulatory profile is classified as unclassified and it is not listed as a capital allocator, pension consultant, related adviser, or an active ESG investor. The business signals a focus on pooled-product management and trading-advisory activity rather than traditional fee-for-advice retail wealth management. That positioning typically involves operating commodity pools, advising pooled fund strategies, and performing portfolio and trading-level decisioning on behalf of pools and similar vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1185 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth