BREAKWATER INVESTMENT MANAGEMENT
Firm details
- Headquarters
- SEATTLE, Washington
- CRD number
- 150841
- Registered since
- January 9, 2014
- Website
- www.breakwater.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.38%
- Individuals16.44%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Breakwater Investment Management is an independent, SEC-registered registered investment adviser organized as an LLC and founded in 2014. The firm is individually owned and serves primarily individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its client-fee arrangements include asset-based fees, hourly billing, and fixed-fee engagements. Breakwater does not identify itself as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Investment Grade Corp Bonds9%
- Sovereign Bonds6%
- US Government Bonds5%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1JOSEPH TURLEY
Chief Compliance OfficerCRD 1265535
Contacts
2 of 2Kevin DeAngelis
Financial AdvisorCRD 6513156
BETHANY STEINHAUS
OwnerCRD 5311241
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 246Active vs passive
$272M in ETFs
89%
$241M
3%
$30.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $37.7M | 117,486 | 13.88% |
Location
SEATTLE, WA
KING
Location
SEATTLE, WA
Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 2033 6th Ave
- Time zone
- PT (UTC-8)
- Office locations
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