BOS ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2020
Total AUM
$933M
Discretionary
$854M
92% of AUM
Avg account
$762K
Accounts
1,224
Employees
11
Advisory reps
12

Firm details

Headquarters
SPRINGFIELD, Illinois
CRD number
310632
Registered since
November 20, 2020
Website
www.investwithbos.com
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Corporations / Businesses50.08%
  • HNWI30.83%
  • Individuals13.48%
  • Charitable Organizations2.76%
  • Insurance Companies1.94%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

BOS Asset Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2020. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its advisory offering covers financial planning and portfolio management for individuals, small businesses, and institutions, and includes manager selection services. Fee arrangements include percentage-of-AUM billing as well as fixed fees and other fee types. The firm does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 41%, US Government Bonds 18%, State & Local Bonds 13%, Exchange Traded Equities 12%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%, Non-Investment Grade Corp Bonds 1%41%
  • Public Funds/Mutual Funds41%
  • US Government Bonds18%
  • State & Local Bonds13%
  • Exchange Traded Equities12%
  • Investment Grade Corp Bonds11%

Owners & executives

2 of 2

  • JASON KNOEDLER

    Chief Executive OfficerCRD 7320241

  • SARAH MOORE

    Chief Compliance OfficerCRD 5615438

Contacts

3 of 10

  • Burton Burrows

    ​Retirement Plan SpecialistCRD 1295570

  • Caleb Steber

    Client Services RepresentativeCRD 7559285

  • Frank Coffey

    Financial AdvisorCRD 7356693

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 125

Active vs passive

$328M in ETFs

Passive

53%

$172M

Active

46%

$156M

ETFProviderStyleCategoryValueShares% of portfolio
AB ULTRA SHORT INCOME ETF (YEAR)AllianceBernsteinActiveUltrashort Bond$48.1M953,58414.67%
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Location

Primary office

SPRINGFIELD, IL

SANGAMON

Location

SPRINGFIELD, IL

Headquartered in SPRINGFIELD, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
SANGAMON
Address
3400 Wabash Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth