BOS Asset Management, LLC
Firm details
- Headquarters
- Springfield, Illinois
- CRD number
- 310632
- Registered since
- November 20, 2020
- Website
- www.investwithbos.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Corporations / Businesses47.38%
- HNWI31.32%
- Individuals14.71%
- Insurance Companies3.32%
- Charitable Organizations2.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
BOS Asset Management, LLC is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (registration year 2020) and reports an owner structure that includes both a domestic entity and individual ownership. BOS serves both individual and family clients as well as institutional clients, offering financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, and the selection of other advisers. The firm describes its fee mixes as percentage-of-AUM, fixed fees and other arrangements, and it functions as a capital allocator by deploying client capital to external managers as part of its program. Its regulatory filings indicate it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- US Government Bonds16%
- Exchange Traded Equities13%
- State & Local Bonds13%
- Investment Grade Corp Bonds11%
Owners & executives
2 of 2
Sarah Moore
Chief Compliance OfficerCRD 5615438
Jason Knoedler
Chief Executive OfficerCRD 7320241
Contacts
3 of 10Marcus Mcglasson
Investment Adviser Representative, Registered RepresentativeCRD 5396146
Shannon Jones
Financial AdvisorCRD 6609647
Sean Canaday
Investment Advisor RepresentativeCRD 1931609
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$343M in ETFs
51%
$176M
45%
$167M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AB ULTRA SHORT INCOME ETF (YEAR) | AllianceBernstein | Active | Ultrashort Bond | $45.7M | 912,006 | 13.33% |
Location
Springfield, IL
Sangamon
Location
Springfield, IL
Headquartered in Springfield, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.
- Metro area
- Springfield-Jacksonville-Lincoln, IL
- Region
- Midwest
- County
- Sangamon
- Address
- 3400 Wabash Ave
- Time zone
- CT (UTC-6)
- Office locations
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