Borris Nii & Company

RIAState Registered
Total AUM
$40.7M
Discretionary
$19.5M
48% of AUM
Avg account
$429K
Accounts
95
Employees
2
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
104709
Registered since
May 8, 1980
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CITY NATIONAL BANK
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Other
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Borris Nii & Company is a California-based corporate advisory practice that serves individual and family clients. The firm functions as a capital allocator and provides portfolio management for individuals and small businesses, alongside selection of other advisers. Its fee arrangements are mixed — percentage of AUM, fixed fees, commissions and other fees are all used. The firm lists accounting among its business activities, and it does not present itself as an ESG-focused manager. Operations appear concentrated in California rather than across multiple states.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Cash & Cash Equivalents 48%52%
  • Exchange Traded Equities52%
  • Cash & Cash Equivalents48%

Contacts

2 of 2
  • Robert Nii

    President, CCOCRD 5284844

  • Howard Borris

    Howard Borris

    PresidentCRD 1523612

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly Hills, CA

Los Angeles

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
8383 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth